Securities Arbitration: Practice and Forms
Description:... Securities Arbitration: Practice and Forms
is the leading start-to-finish guide and reference to the entire
arbitration process for all types of participants, including public
investors and their counsel, representatives of brokerage firms and
other financial institutions (including inside counsel, outside counsel,and compliance directors and their staffs), members of the staffs of
sponsoring organizations, and arbitrators themselves. This publication
is an efficient tool that can be readily used by all participants at
every stage in the arbitration process to deal with the various issues,
questions and problems that arise in such proceedings. It has been
written as a comprehensive text with special emphasis on practice and
procedure. The features include checklists, sample forms and pleadings
and other practice aids, as well as, where possible, practical advice
from the author, found throughout the text and on the accompanying
CD-ROM.
Securities Arbitration: Practice and Forms is a required reference and guide for all those involved, or potentially involved, in the Securities Arbitration process
All of the accompanying sample pleadings and forms are included on a CD-ROM in PDF
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